John G. Cataldo ESQ.
Chief Legal Officer
As President of Advisory Services John manages the operations and oversight of Integrated Wealth Concepts. This includes oversight of SEC and FINRA regulations, supervision of advisory representatives, IAR programs and maintaining the operations of the independent Registered Investment Advisory firm.
As Chief Legal Officer John provides regulatory affairs oversight, legal advice, and support of IFP and its advisors. On a daily basis John drafts contracts, manages litigations, assists with estate planning and serves as a general legal resource to the firm and its affiliated advisors.